Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. By Privacy Policy. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. All Rights Reserved. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Advisory Services are offered through Cetera Investment Advisers LLC. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Senior Executive Vice President A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. He also served as the Florida president. Head of Commercial Banking. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Senior Executive Vice President Chief Risk Officer. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Congratulations on your new role. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Save time and execute with confidence when creating your strategic plan for compliance. This press release features multimedia. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. In addition, he helped large banks build out their big data and data science roadmaps. Senior Executive Vice President RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. September 13 Law and regulation In this role, he oversees the banks human capital strategy, talent management, diversity and inclusion, compensation and benefits, HR operations and information systems, HR data and analytics, associate conduct, learning and development, corporate security and aviation. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Andrew Nix will join Regions as chief governance officer on March 17. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. Nix will report to Tara Plimpton, chief legal officer for the bank. and Chief Administrative and Human Resources Officer. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Gartner helps compliance officers transition confidently andsucceed faster. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. By clicking the "" button, you are agreeing to the He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Anthony Restel President, Regional Banking . Executive Vice President This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. By clicking the "Access Your Download" button, you are agreeing to the He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Youre about to leave Regions to use an external site. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. The solution? Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. He is also a member of the companys Executive Leadership Team. Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Andy Hernandez is Chief Digital Officer for Regions. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. Corporate governance is my passion. In addition, Nolan oversees competitive and strategic analysis. Head of Corporate Banking Group. She also serves as vice president and program chair. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. Nix to oversee corporate governance framework supporting Regions services for customers and communities. He earned a masters degree in Human Resources from Boston University. He is a member of the companys Executive Leadership Team. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. jsbacContactjsbacContact Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Executive Vice President Prior to assuming her current role, she was named associate director of investor relations in 2010. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. She is also a member of the Rotary Club of Greater Birmingham. He is a member of the banks Executive Leadership Team. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Corporate governance is my passion. Jeremy King | Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. He is responsible for 1,500+ facilities and workplace strategy. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Regions Bank Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Regions provides links to other websites merely and strictly for your convenience. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. David Popwell President, Specialty Banking . Ritter is a member of Regions Executive Leadership Team. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Senior Executive Vice President Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. New compliance officers face an overwhelming amount of tasks during their first few months. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Bill Ritter serves as Head of the Wealth Management group. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Regions Investment Solutions is a marketing name of Cetera Investment Services. Chief Financial Officer. Andrs "Andy" Hernndez Bill Ritter serves as Head of the Wealth Management group at Regions. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Hope Dmuchowski Chief Financial Officer. Executive Vice President Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Deputy Chief Risk Officer and Chief Credit Officer. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Head - Financial Risk. She is also responsible for managing the companys relationships with credit rating agencies. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Birmingham's largest bank has added a new leader to its ranks. Gartner Terms of Use Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Chief Human Resources Officer. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Regions Bank is an Equal Housing Lender and Member FDIC. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. President and Chief Executive Officer of Regions Financial Corporation. Gartner Terms of Use Meet Andrew Nix. Plimpton joined Regions in 2020, following an 18-year career at General Electric. You should consult privacy disclosures at the linked website for further information. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Senior Executive Vice President Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. John Turner is president and chief executive officer of Regions Financial Corporation. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. By clicking the "Submit" button, you are agreeing to the He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Discover the four best practice approaches in investigation management. He leads the companys Executive Leadership Team. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Chief Digital Officer. Brett D. Couch Fournier J. Gale, III During this period, he served in line management positions in manufacturing, distribution and sales. Senior Executive Vice President Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Head of Consumer Banking Group. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. 2023 Regions Bank. Additionally, he served as a member of RMAs Regulatory Relations Committee. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. for the Southeastern Chapter of the Society for Corporate Governance. Sorry, No data match for your criteria. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Community Affairs The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Hope D.Mehlman CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. and Senior Executive Vice President In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Senior Executive Vice President His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Senior Executive Vice President She currently holds Series 79, Series 63 and Series 24 licenses. About this role. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Head of Enterprise Operations. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Nolan joined Regions in 1989. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Andrew Nix will join Regions as chief governance officer on March 17. Executive Vice President Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Evaluate current compliance program activities and gauge their effectiveness and impact. Jeremy D. King He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Regions News Online: regions.doingmoretoday.com In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. He succeeds Hope Mehlman . This 32-page document allows for easier reading and reference. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. He began his career at Crestar Mortgage. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Manav Misra He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Chief Governance Officer and Assistant Corporate Secretary. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. She is a member of the companys Executive Leadership Team. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework.